Mr. Shipe specializes in the regulation of securities and derivatives brokers. He counsels and advises: U.S. and foreign broker-dealers as well as banks and derivatives firms as to compliance with federal and state securities laws; securities and derivatives market participants on trade execution, clearing and reporting as well as banks and their affiliates as to their securities activities under the Volcker Rule, SEC Regulation R and the Dodd-Frank Act. He received his B.S.F.S. from Georgetown University School of Foreign Service and his J.D. from Fordham University School of Law.
Mr. Shipe is a co-author for Bloomberg BNA Banking Practice Portfolio Series No. 435, Volcker Rule.
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